Capital One Financial Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
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Item 5.07 Submission of Matters to a Vote of Security Holders.
(a) The 2026 Annual Stockholder Meeting (the “Annual Meeting”) of Capital One Financial Corporation (the “Company”) was held on May 8, 2026. On March 11, 2026, the record date (the “Record Date”) for the Annual Meeting, 619,050,950 shares of the Company’s common stock were issued and outstanding, of which 556,421,571 shares were present for purposes of establishing a quorum.
(b) Stockholders voted on the following matters:
(1) Stockholders elected Mr. Richard D. Fairbank, Mr. Ime Archibong, Ms. Christine Detrick, Ms. Suni P. Harford, Mr. Peter Thomas Killalea, Mr. Cornelis Petrus Adrianus Joseph (“Eli”) Leenaars, Mr. François Locoh-Donou, Mr. Peter E. Raskind, Ms. Eileen Serra, Mr. Mayo A. Shattuck III, Mr. J. Michael Shepherd, Mr. Craig Anthony Williams and Ms. Jennifer L. Wong to the Company’s Board of Directors for terms expiring at the 2027 annual meeting of stockholders or until such director’s successor is duly elected and qualified;
(2) Stockholders approved, on an advisory basis, the Company’s 2025 named executive officer compensation;
(3) Stockholders ratified the selection of the firm Ernst & Young LLP to serve as the independent registered public accounting firm of the Company for 2026; and
(4) The shareholder proposal presented at the Annual Meeting and described below did not receive majority support.
Set forth below are the number of votes cast for and against each such matter as well as the number of abstentions and broker non-votes with respect to each such matter.
| Item | Votes For | Votes Against | Abstain | Broker Non-Votes | ||||||||||||||||||||||
| Election of Directors: | ||||||||||||||||||||||||||
| Richard D. Fairbank | 477,267,709 | 19,631,294 | 349,906 | 59,172,662 | ||||||||||||||||||||||
| Ime Archibong | 490,969,545 | 5,899,492 | 379,872 | 59,172,662 | ||||||||||||||||||||||
| Christine Detrick | 495,300,811 | 1,570,961 | 377,137 | 59,172,662 | ||||||||||||||||||||||
| Suni P. Harford | 495,354,745 | 1,516,273 | 377,891 | 59,172,662 | ||||||||||||||||||||||
| Peter Thomas Killalea | 480,198,311 | 16,664,848 | 385,750 | 59,172,662 | ||||||||||||||||||||||
| Cornelis Petrus Adrianus Joseph (“Eli”) Leenaars | 490,914,584 | 5,939,528 | 394,797 | 59,172,662 | ||||||||||||||||||||||
| François Locoh-Donou | 472,229,298 | 24,326,557 | 693,054 | 59,172,662 | ||||||||||||||||||||||
| Peter E. Raskind | 472,349,759 | 24,433,499 | 465,651 | 59,172,662 | ||||||||||||||||||||||
| Eileen Serra | 491,136,171 | 5,747,035 | 365,703 | 59,172,662 | ||||||||||||||||||||||
| Mayo A. Shattuck III | 480,917,445 | 15,944,240 | 387,224 | 59,172,662 | ||||||||||||||||||||||
J. Michael Shepherd | 495,986,557 | 882,974 | 379,378 | 59,172,662 | ||||||||||||||||||||||
| Craig Anthony Williams | 489,505,644 | 7,069,747 | 673,518 | 59,172,662 | ||||||||||||||||||||||
Jennifer L. Wong | 471,474,739 | 25,407,809 | 366,361 | 59,172,662 | ||||||||||||||||||||||
Advisory Approval of the Company’s 2025 Named Executive Officer Compensation | 414,536,574 | 81,945,395 | 766,940 | 59,172,662 | ||||||||||||||||||||||
Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm of the Company for 2026 | 526,384,238 | 29,566,436 | 470,897 | — | ||||||||||||||||||||||
Stockholder proposal to require a shareholder vote on golden parachute arrangements | 30,601,072 | 465,307,082 | 1,340,755 | 59,172,662 | ||||||||||||||||||||||
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Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| Exhibit No. | Description | |||||||
| 104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL | |||||||
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized.
| CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||||
Date: May 8, 2026 | By: | /s/ Matthew W. Cooper | ||||||||||||
| Matthew W. Cooper | ||||||||||||||
| General Counsel and Corporate Secretary | ||||||||||||||
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