• Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
Quantisnow Logo
  • Live Feeds
    • Press Releases
    • Insider Trading
    • FDA Approvals
    • Analyst Ratings
    • Insider Trading
    • SEC filings
    • Market insights
  • Analyst Ratings
  • Alerts
  • Subscriptions
  • Settings
  • RSS Feeds
PublishGo to App
    Quantisnow Logo

    © 2026 quantisnow.com
    Democratizing insights since 2022

    Services
    Live news feedsRSS FeedsAlertsPublish with Us
    Company
    AboutQuantisnow PlusContactJobsAI superconnector for talent & startupsNEWLLM Arena
    Legal
    Terms of usePrivacy policyCookie policy

    Amendment: SEC Form 10-K/A filed by SOBR Safe Inc.

    5/5/26 1:56:35 PM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary
    Get the next $SOBR alert in real time by email
    sobr_10ka.htm
    0001425627true--12-31FY202600014256272025-01-012025-12-3100014256272026-04-1000014256272025-06-30iso4217:USDxbrli:sharesiso4217:USDxbrli:shares

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    Form 10-K/A

     

    (Amendment No. 1)

     

    ☒

    ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

     

    For the fiscal year ended December 31, 2025

     

    OR

     

    ☐

    TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

     

    For the transition period from_____________ to _____________.

     

    Commission file number 000-53316

     

    sobr_10kaimg2.jpg

     

    SOBR SAFE, INC.

    (Exact name of registrant as specified in its charter)

     

    Delaware

     

    26-0731818

    (State or other jurisdiction of incorporation or organization)

     

    (I.R.S. Employer Identification No.)

     

     

     

    6400 S. Fiddlers Green Circle, Suite 1400 Greenwood Village, Colorado

     

    80111

    (Address of principal executive offices)

     

    (Zip Code)

     

    Registrant’s telephone number, including area code (844) 762-7723

     

    Securities registered pursuant to Section 12(b) of the Act:

     

    Title of each class

    Trading Symbol(s)

    Name of each exchange on which registered

    Common Stock, $0.00001 par value

    SOBR

     The Nasdaq Market LLC

    (Nasdaq Capital Market)

     

    Securities registered pursuant to Section 12(g) of the Act: None

     

    Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes ☐     No ☒

     

    Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Act. Yes ☐     No ☒

     

    Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒     No ☐

     

    Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files) Yes ☒     No ☐

     

    Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

     

    Large accelerated filer

    ☐

    Accelerated filer

    ☐

    Non-accelerated Filer

    ☐

    Smaller reporting company

    ☒

     

     

    Emerging growth company

    ☐

     

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     

    Indicate by check mark whether the registrant has filed a report on and attestation to its management’s assessment of the effectiveness of its internal control over financial reporting under Section 404(b) of the Sarbanes-Oxley Act (15 U.S.C. 7262(b)) by the registered public accounting firm that prepared or issued its audit report. ☐

     

    If securities are registered pursuant to Section 12(b) of the Act, indicate by check mark whether the financial statements of the registrant included in the filing reflect the correction of an error to previously issued financial statements. ☐

     

    Indicate by check mark whether any of those error corrections are restatements that required a recovery analysis of incentive-based compensation received by any of the registrant’s executive officers during the relevant recovery period pursuant to §240.10D-1(b). ☐

     

    Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act). Yes ☐     No ☒

     

    Aggregate market value of the voting and non-voting stock held by non-affiliates as of June 30, 2025: $3,512,153 as based on last reported sales price of such stock $2.89 on June 30, 2025. The voting stock held by non-affiliates on that date consisted of 1,215,278 shares of common stock.

     

    Indicate the number of shares outstanding of each of the registrant’s classes of common stock, as of the latest practicable date. As of April 10, 2026, there were 2,806,579 shares of common stock, $0.00001 par value, issued and outstanding.

     

     

     

     

      Explanatory Note

     

    SOBR Safe, Inc. (the “Company”) is filing this Amendment No. 1 (the “Amendment”) on Form 10-K/A to amend its Annual Report of Form 10-K for the fiscal year ended December 31, 2025 filed with the Securities and Exchange Commission on April 10, 2026 (the “Original 10-K”), for the purposes of:

     

     

    ·

    Filing a new Exhibit 23.1, the auditor’s consent, which was inadvertently omitted from the Original 10-K;

     

     

     

     

    ·

    Filing new certifications of the Company’s Principal Executive Officer and Principal Financial Officer as exhibits to this Amendment under Item 15 of Part IV thereof, pursuant to Rule 12b-15 of the Exchange Act; and

     

     

     

     

    ·

    Filing new certifications of the Company’s Principal Executive Officer and Principal Financial Officer as exhibits to this Amendment pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.

     

    The Amendment does not reflect events occurring after the date of the filing of the Original 10-K or modify or update any of the other disclosures contained therein in any way.

     

     
    2

     

     

    PART IV

     

    ITEM 15 ‑ EXHIBITS, FINANCIAL STATEMENT SCHEDULES

     

    (a)(3) Exhibits

     

    Refer to (b) below.

     

    (b) Exhibits

     

    Exhibit

     

     

    Reference

     

    Filed or Furnished

    Number

     

    Exhibit Description

     

    Form

     

    Exhibit

     

    Filing Date

     

    Herewith

    23.1

    Consent of Independent Registered Public Accounting Firm

     

     

     

     

     

     

     

    X

    31.1

    Principal Executive Officer Certification Pursuant to Item 601(b)(31) of Regulation S-K, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     

    X

    31.2

    Principal Financial Officer Certification Pursuant to Item 601(b)(31) of Regulation S-K, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

     

    X

    32.1*

    Principal Executive Officer Certification Pursuant to Item 601(b)(32) of Regulation S-K, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     

    X

    32.2*

    Principal Financial Officer Certification Pursuant to Item 601(b)(32) of Regulation S-K, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

     

    X

     

    *

    This certification is deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liability of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended, or the Exchange Act.

      

     
    3

     

     

    SIGNATURES

     

    In accordance with Section 13 or 15(d) of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

       

     

    SOBR Safe, Inc.

     

     

     

     

     

    Dated: May 5, 2026

    By:

    /s/ Christopher Whitaker

     

     

    Christopher Whitaker

     

     

    Its:

    Chief Financial Officer,

    Principal Financial Officer, and Treasurer

     

     

     

    4

      

    Get the next $SOBR alert in real time by email

    Crush Q1 2026 with the Best AI Superconnector

    Stay ahead of the competition with Standout.work - your AI-powered talent-to-startup matching platform.

    AI-Powered Inbox
    Context-aware email replies
    Strategic Decision Support
    Get Started with Standout.work

    Recent Analyst Ratings for
    $SOBR

    DatePrice TargetRatingAnalyst
    More analyst ratings

    $SOBR
    Insider Purchases

    Insider purchases reveal critical bullish sentiment about the company from key stakeholders. See them live in this feed.

    View All

    First Capital Holdings Llc decreased direct ownership by 2% to 2,319,644 units (SEC Form 4)

    4 - SOBR Safe, Inc. (0001425627) (Issuer)

    5/29/24 8:44:57 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    Graham Gary John closing all direct ownership in the company (SEC Form 4)

    4 - SOBR Safe, Inc. (0001425627) (Issuer)

    5/29/24 8:29:21 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    Graham Gary John decreased direct ownership by 2% to 98,744 units (SEC Form 4)

    4 - SOBR Safe, Inc. (0001425627) (Issuer)

    3/7/24 9:20:53 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    $SOBR
    Insider Trading

    Insider transactions reveal critical sentiment about the company from key stakeholders. See them live in this feed.

    View All

    SEC Form 4 filed by Large owner Bank Of America Corp /De/

    4 - SOBR Safe, Inc. (0001425627) (Issuer)

    3/12/25 1:58:02 PM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    New insider Bank Of America Corp /De/ claimed ownership of 7 shares (SEC Form 3)

    3 - SOBR Safe, Inc. (0001425627) (Issuer)

    3/12/25 12:42:46 PM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    First Capital Holdings Llc decreased direct ownership by 2% to 2,319,644 units (SEC Form 4)

    4 - SOBR Safe, Inc. (0001425627) (Issuer)

    5/29/24 8:44:57 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    $SOBR
    Press Releases

    Fastest customizable press release news feed in the world

    View All

    EagleBank Adds Two New Independent Members to Board of Directors

    BETHESDA, Md., Sept. 08, 2025 (GLOBE NEWSWIRE) -- Eagle Bancorp, Inc., (the "Company") (NASDAQ:EGBN), the Bethesda-based holding company for EagleBank, one of the largest community banks in the Washington D.C. area, today announced the appointments of Kris Pederson and Ted Wilm as independent members of its Board of Directors (the "Board") and to the Board of Directors of Eagle Bancorp, Inc., its holding company, effective today. They will both serve as at-large directors until committee assignments are determined later this fall. Following their appointments, the Board will consist of 10 directors, 9 of whom will be independent. Over the course of Ms. Pederson's career, she has managed b

    9/8/25 4:15:00 PM ET
    $EGBN
    $SOBR
    Major Banks
    Finance
    Newspapers/Magazines
    Consumer Discretionary

    Gateway Group Announces Final Lineup of 60+ Companies Across AI, FinTech, Cleantech, and Other Growth Sectors Presenting in San Francisco Sept. 3–4

    NEWPORT BEACH, Calif., Aug. 26, 2025 (GLOBE NEWSWIRE) -- Gateway Group ("Gateway"), a leading financial communications and digital media advisory firm, today confirmed its final lineup of presenting companies for its annual Gateway Conference taking place September 3-4, 2025, at the Four Seasons Hotel in San Francisco. This year's conference will feature more than 60 public and private companies across high-growth sectors, including AI, fintech, cleantech, consumer, financial services, and industrials. Notable presenting companies include Applied Digital (NASDAQ:APLD), Anterix (NASDAQ:ATEX), Solaris Energy Infrastructure (NYSE:SEI), Universal Technical Institute (NYSE:UTI), Canada Packe

    8/26/25 10:00:00 AM ET
    $ACNT
    $AIRG
    $AKA
    Steel/Iron Ore
    Industrials
    Radio And Television Broadcasting And Communications Equipment
    Technology

    Amid Surgeon General's Warning on Alcohol and Cancer, Middle-Aged Women Rethink Drinking

    New Survey Reveals 30% of Middle-Aged Women are Embracing Sober Curiosity as 45% Express Dependency Concerns DENVER, April 3, 2025 /PRNewswire/ -- Following the U.S. Surgeon General's warning about the link between alcohol and cancer, SOBRsafe (NASDAQ:SOBR) reveals key insights into the relationship between middle-aged women and alcohol. Conducted by Censuswide, the survey of 1,001 American women who drink alcohol aged 40 - 65 sheds light on their motivations, drinking habits, and barriers to seeking help. These findings detailed below, released in conjunction with April's Alcohol Awareness Month, aim to encourage open conversations about alcohol use among women navigating their midlife jour

    4/3/25 8:00:00 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    $SOBR
    SEC Filings

    View All

    SOBR Safe Inc. filed SEC Form 8-K: Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

    8-K - SOBR Safe, Inc. (0001425627) (Filer)

    5/27/26 9:15:35 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    SOBR Safe Inc. filed SEC Form 8-K: Costs Associated with Exit or Disposal Activities, Financial Statements and Exhibits

    8-K - SOBR Safe, Inc. (0001425627) (Filer)

    5/13/26 4:30:57 PM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    Amendment: SEC Form 10-K/A filed by SOBR Safe Inc.

    10-K/A - SOBR Safe, Inc. (0001425627) (Filer)

    5/5/26 1:56:35 PM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    $SOBR
    Financials

    Live finance-specific insights

    View All

    Established Monitoring Provider Acquires SOBRsafe Products to Expand Justice and Behavioral Health Customer Base

    Lake Erie Interlock Now Empowered to Service Probation Officers, Treatment Centers, Sober Living and MoreDENVER, CO / ACCESSWIRE / April 2, 2024 / SOBR Safe, Inc. (NASDAQ:SOBR) ("SOBRsafe"), providers of next-generation transdermal alcohol detection solutions, today announced that Lake Erie Interlock, Inc. has made an initial purchase of both SOBRcheck and SOBRsure devices. With these solutions, Lake Erie Interlock has further diversified and expanded its service offering in Ohio, making available point-of-care screening (SOBRcheck) and continuous monitoring (SOBRsure) across the state.The Front-Line Perspective"Since our founding in 1993, our main focus has been on serving customers dealing

    4/2/24 8:00:00 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    $SOBR
    Large Ownership Changes

    This live feed shows all institutional transactions in real time.

    View All

    SEC Form SC 13G filed by SOBR Safe Inc.

    SC 13G - SOBR Safe, Inc. (0001425627) (Subject)

    10/11/24 4:01:23 PM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    Amendment: SEC Form SC 13G/A filed by SOBR Safe Inc.

    SC 13G/A - SOBR Safe, Inc. (0001425627) (Subject)

    10/9/24 9:00:14 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary

    SEC Form SC 13D/A filed by SOBR Safe Inc. (Amendment)

    SC 13D/A - SOBR Safe, Inc. (0001425627) (Subject)

    1/30/24 10:05:27 AM ET
    $SOBR
    Newspapers/Magazines
    Consumer Discretionary