Ameriprise Financial Inc. filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
The 2026 annual meeting of the shareholders of the Company was held on April 29, 2026. At the meeting, the holders of 78,335,494 shares of common stock, which represents approximately 86.4% of the 90,689,669 outstanding shares entitled to vote as of the March 2, 2026, record date, were represented in person or by proxy. Detailed voting results are set forth below.
Item 1 – Election of the Eight Director Nominees Named Below. The shareholders elected each director nominee for a term of one year to expire at the 2027 annual meeting of shareholders or until their successors are elected and qualified. The voting results were as follows:
| Name | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||||||
| James M. Cracchiolo | 68,019,068 | 4,534,672 | 280,794 | 5,500,960 | ||||||||||||
| Robert F. Sharpe, Jr. | 67,843,593 | 4,921,475 | 69,466 | 5,500,960 | ||||||||||||
| Dianne Neal Blixt | 68,124,291 | 4,613,738 | 96,505 | 5,500,960 | ||||||||||||
| Amy DiGeso | 65,655,057 | 7,076,691 | 102,786 | 5,500,960 | ||||||||||||
| Christopher J. Williams | 71,018,197 | 1,672,027 | 144,310 | 5,500,960 | ||||||||||||
| Glynis A. Bryan | 72,288,976 | 448,581 | 96,977 | 5,500,960 | ||||||||||||
| Liane J. Pelletier | 72,533,365 | 201,640 | 99,529 | 5,500,960 | ||||||||||||
| Brian T. Shea | 71,226,122 | 1,506,700 | 101,712 | 5,500,960 | ||||||||||||
Item 2 - Ratification of Audit and Risk Committee’s appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026. The shareholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2026.
| Votes For | Votes Against | Abstentions | ||||||||
| 75,820,390 | 2,449,928 | 65,176 | ||||||||
Item 3 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers. The shareholders approved, on an advisory basis, the compensation of the named executive officers.
| Votes For | Votes Against | Abstentions | Broker Non-Votes | |||||||||||
| 65,673,362 | 6,847,326 | 313,846 | 5,500,960 | |||||||||||
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
| Exhibit No. | Description | |
| Exhibit 104 | Cover page is formatted in iXBRL (Inline eXtensible Business Reporting Language) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| AMERIPRISE FINANCIAL, INC. (Registrant) | ||
| Date: April 30, 2026 | By: | /s/ Wendy B. Mahling |
| Name: | Wendy B. Mahling | |
| Title: | Senior Vice President, Corporate Secretary & Securities and Corporate Law | |