New insider Posthauer Robert F. claimed ownership of 57,316 shares (SEC Form 3)
$NWL
Plastic Products
Industrials
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 08/25/2025 |
3. Issuer Name and Ticker or Trading Symbol
NEWELL BRANDS INC. [ NWL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
|---|---|---|---|
| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 57,316 | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units(1) | (2) | (3) | Common Stock | 4,027 | (4) | D | |
| Restricted Stock Units(1) | (5) | (3) | Common Stock | 13,038 | (4) | D | |
| Restricted Stock Units(1) | (6) | (3) | Common Stock | 22,122 | (4) | D | |
| Restricted Stock Units(7) | (8) | (3) | Common Stock | 18,104 | (4) | D | |
| Stock Option (Right to Buy) | (9) | 05/28/2031 | Common Stock | 7,999 | $28.69 | D | |
| Stock Option (Right to Buy) | (9) | 02/18/2032 | Common Stock | 15,226 | $25.86 | D | |
| Explanation of Responses: |
| 1. Each time-based restricted stock unit ("TRSU") represents a contingent right to receive one share of the Company's common stock. |
| 2. The TRSU's vest ratably in one-third increments on the original grant date's (February 17, 2023) first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company, with the remaining TRSUs reported schedule to vest on February 17, 2026. |
| 3. N/A |
| 4. Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. |
| 5. The TRSUs vest ratably in one-third increments on the original grant date's (February 16, 2024) first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company, with the remaining TRSUs reported scheduled to vest on February 16, 2026 and February 16, 2027. |
| 6. The TRSUs vest ratably in one-third increments on the original grant date's (February 17, 2025) first, second and third anniversaries, subject to the Reporting Person's continuous employment with the Company, with the TRSUs reported scheduled to vest on February 17, 2026, February 17, 2027, and February 17, 2028. |
| 7. Each Performance Based Restricted Stock Unit ("PRSU") represents the right to receive one share of the Company's common stock. |
| 8. The Company's Compensation and Human Capital Committee certified the Company's performance metrics established for the Reporting Person's PRSUs granted on July 5, 2023. The terms of the Reporting Person's PRSUs provide for a seventy percent (70%) vesting on July 5, 2025, and a thirty percent (30%) vesting on July 5, 2026, subject to the continuous employment with the Company, with the remaining PRSUs reported scheduled to vest on July 5, 2026. |
| 9. The options vest ratably in one-third increments on the first, second and third anniversaries of the grant date. |
| Remarks: |
| Exhibit 24 - Power of Attorney |
| /s/ Brian J. Decker, Attorney in Fact for Robert F. Posthauer | 08/27/2025 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||