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    SEC Form 40-17G filed by ASA Gold and Precious Metals Limited

    10/7/25 5:28:57 PM ET
    $ASA
    Precious Metals
    Industrials
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    Recent Analyst Ratings for
    $ASA

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    $ASA
    Insider Trading

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    SEC Form 5 filed by Merk Alexander

    5 - ASA Gold & Precious Metals Ltd (0001230869) (Issuer)

    6/10/26 9:00:03 AM ET
    $ASA
    Precious Metals
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    COO Merk Alexander sold $942,863 worth of ASA GOLD AND PRECIOUS METALS LIMITED (13,355 units at $70.60) (SEC Form 4)

    4 - ASA Gold & Precious Metals Ltd (0001230869) (Issuer)

    2/20/26 4:30:01 PM ET
    $ASA
    Precious Metals
    Industrials

    Large owner Saba Capital Management, L.P. bought $9,436,455 worth of shares (134,093 units at $70.37) (SEC Form 4)

    4 - ASA Gold & Precious Metals Ltd (0001230869) (Issuer)

    2/17/26 3:11:40 PM ET
    $ASA
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    $ASA
    Insider Purchases

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    Large owner Saba Capital Management, L.P. bought $9,436,455 worth of shares (134,093 units at $70.37) (SEC Form 4)

    4 - ASA Gold & Precious Metals Ltd (0001230869) (Issuer)

    2/17/26 3:11:40 PM ET
    $ASA
    Precious Metals
    Industrials

    Large owner Saba Capital Management, L.P. bought $2,899,604 worth of shares (40,222 units at $72.09) (SEC Form 4)

    4 - ASA Gold & Precious Metals Ltd (0001230869) (Issuer)

    2/12/26 10:06:19 AM ET
    $ASA
    Precious Metals
    Industrials

    Large owner Saba Capital Management, L.P. bought $6,237,962 worth of shares (88,140 units at $70.77) (SEC Form 4)

    4 - ASA Gold & Precious Metals Ltd (0001230869) (Issuer)

    2/11/26 1:14:48 PM ET
    $ASA
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    Axel Merk calls on SEC to intervene at ASA Gold and Precious Metals Limited as Saba-controlled Board terminates advisory agreement

    PALO ALTO, Calif., July 01, 2026 (GLOBE NEWSWIRE) -- Axel Merk, an ASA Gold and Precious Metals Limited (NYSE:ASA) shareholder, today called on the Securities and Exchange Commission to scrutinize the actions of ASA’s Board after the Board terminated Merk Investments LLC as the Fund’s investment adviser and moved portfolio management to an internal investment committee made up of Saba-controlled Board members. "ASA’s Board has taken over management of a precious metals mining fund through an investment committee with zero precious metals mining experience," said Mr. Merk, who owns more than 300,000 (or 1.7%) ASA shares. The head of ASA’s internal investment committee is Paul Kazarian, wh

    7/1/26 9:15:00 AM ET
    $ASA
    Precious Metals
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    ASA Gold and Precious Metals Limited Announces the Appointment of Paul Kazarian as President and Principal Executive Officer; and the Establishment of an Investment Committee to Manage the Company’s Portfolio Internally on an Interim Basis

    ASA Gold and Precious Metals Limited (NYSE:ASA) (the "Company"), a registered closed-end management investment company listed on the New York Stock Exchange, today announced that Paul Kazarian has been appointed President and Principal Executive Officer ("PEO") of the Company. Axel Merk and Peter Maletis no longer serve as officers of the Company. The Company also announced that, as the Special Committee of the Board of Directors continues its work evaluating the potential external management arrangements for the Company, the Company will be managed internally in the interim. In that connection, the Board has established an investment committee (the "Investment Committee") comprised of th

    6/25/26 4:30:00 PM ET
    $ASA
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    ASA Gold and Precious Metals Limited Announces Resignation of Axel Merk as Chief Operating Officer of the Fund

    ASA Gold and Precious Metals Limited (NYSE:ASA) (the "Fund"), a registered closed-end management investment company listed on the New York Stock Exchange, today announced that Axel Merk has resigned from his position as Chief Operating Officer of the Fund, effective immediately. Mr. Merk submitted his resignation letter to the Board of Directors of the Fund this morning without prior notice. Also without prior notice to the Fund or the Board, Mr. Merk announced his resignation through a press release, which included a copy of his resignation letter. In that letter, Mr. Merk expressed concerns regarding what he perceives to be potential risks to the Fund's control environment. Despite Mr

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    ASA Gold and Precious Metals Limited Announces the Appointment of Paul Kazarian as President and Principal Executive Officer; and the Establishment of an Investment Committee to Manage the Company’s Portfolio Internally on an Interim Basis

    ASA Gold and Precious Metals Limited (NYSE:ASA) (the "Company"), a registered closed-end management investment company listed on the New York Stock Exchange, today announced that Paul Kazarian has been appointed President and Principal Executive Officer ("PEO") of the Company. Axel Merk and Peter Maletis no longer serve as officers of the Company. The Company also announced that, as the Special Committee of the Board of Directors continues its work evaluating the potential external management arrangements for the Company, the Company will be managed internally in the interim. In that connection, the Board has established an investment committee (the "Investment Committee") comprised of th

    6/25/26 4:30:00 PM ET
    $ASA
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    ASA Gold and Precious Metals Limited Announces Resignation of Axel Merk as Chief Operating Officer of the Fund

    ASA Gold and Precious Metals Limited (NYSE:ASA) (the "Fund"), a registered closed-end management investment company listed on the New York Stock Exchange, today announced that Axel Merk has resigned from his position as Chief Operating Officer of the Fund, effective immediately. Mr. Merk submitted his resignation letter to the Board of Directors of the Fund this morning without prior notice. Also without prior notice to the Fund or the Board, Mr. Merk announced his resignation through a press release, which included a copy of his resignation letter. In that letter, Mr. Merk expressed concerns regarding what he perceives to be potential risks to the Fund's control environment. Despite Mr

    6/11/26 4:05:00 PM ET
    $ASA
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    ASA Gold and Precious Metals Limited Announces Results of Vote at Annual General Meeting

    ASA Gold and Precious Metals Limited (the "Company") (NYSE:ASA) announced that, based on the final results of the Company's annual general meeting of shareholders held on November 6, 2025 (the "Annual Meeting"), shareholders elected Karen Caldwell and Neal Neilinger, and re-elected Maryann Bruce, Ketu Desai and Paul Kazarian, as directors of the Company. Name For Against/Withhold Abstain Total Voted Maryann Bruce 14,348,822 745,403 194,531 15,288,756 Ketu Desai 14,324,321 777,252 187,183 15,288,756 Paul Kazarian 14,313,163 790,251 185,341 15,288,756 Neal Neilin

    11/12/25 4:05:00 PM ET
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    ASA Gold and Precious Metals Limited filed SEC Form 8-K: Regulation FD Disclosure

    8-K - ASA Gold & Precious Metals Ltd (0001230869) (Filer)

    6/25/26 5:02:38 PM ET
    $ASA
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    Amendment: SEC Form SCHEDULE 13G/A filed by ASA Gold and Precious Metals Limited

    SCHEDULE 13G/A - ASA Gold & Precious Metals Ltd (0001230869) (Subject)

    5/11/26 12:46:52 PM ET
    $ASA
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    ASA Gold and Precious Metals Limited filed SEC Form 8-K: Regulation FD Disclosure

    8-K - ASA Gold & Precious Metals Ltd (0001230869) (Filer)

    4/27/26 7:55:07 PM ET
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    ASA Gold and Precious Metals Limited Announces 90-Day Extension of Investment Advisory Agreement

    The Board's Special Committee Retains Financial Advisor to Assist in Company Review ASA Gold and Precious Metals Limited (the "Company") (NYSE:ASA) announced that the Board of Directors approved the extension of the Company's Investment Advisory Agreement with Merk Investments LLC for a 90 day period, commencing April 1, 2026. The Company also announced that, on March 31, 2026, in an effort to maximize risk-adjusted investment returns and shareholder value, the Board of Directors approved the engagement of Cantor Fitzgerald & Co. to assist the Company's Special Committee in its review of the Company. Lastly, the Company announced today that it has declared a distribution of $0.04 per

    3/31/26 7:01:00 PM ET
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    ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan

    Designed to Ensure that All Shareholders Have a Voice in Deciding the Company's Future The Rights Plan Committee (the "Committee") of the Board of Directors (the "Board") of ASA Gold and Precious Metals Limited ("ASA" or the "Company") (NYSE:ASA) has unanimously adopted a limited-duration shareholder rights plan ("Rights Plan") to protect the interests of the Company and all of its shareholders. The Rights Plan will expire at the close of business on July 29, 2025 or upon the certification of the election of a new Board at the Company's next shareholder meeting, whichever occurs first. The Rights Plan was adopted in response to the recent and ongoing efforts of Saba Capital Management, LP

    3/31/25 7:10:00 AM ET
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    ASA Gold and Precious Metals Fund Adopts Limited-Duration Shareholder Rights Plan

    Designed to Prevent Creeping Control and Protect Long-Term Value for All Shareholders The Rights Plan Committee (the "Committee") of the Board of Directors (the "Board") of ASA Gold and Precious Metals Limited ("ASA" or the "Company") (NYSE:ASA) has unanimously adopted a limited-duration shareholder rights plan ("Rights Plan") to protect the interests of the Company and all of its shareholders. The Rights Plan is currently effective and will expire at the close of business on December 20, 2024. The terms of the Rights Plan are substantively identical to the terms of the shareholder rights plan that was adopted by the Board on April 26, 2024. The limited-duration Rights Plan was adopted

    8/23/24 7:20:00 AM ET
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    Amendment: SEC Form SC 13G/A filed by ASA Gold and Precious Metals Limited

    SC 13G/A - ASA Gold & Precious Metals Ltd (0001230869) (Subject)

    11/6/24 5:56:45 PM ET
    $ASA
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    Amendment: SEC Form SC 13D/A filed by ASA Gold and Precious Metals Limited

    SC 13D/A - ASA Gold & Precious Metals Ltd (0001230869) (Subject)

    9/23/24 10:48:35 AM ET
    $ASA
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    SEC Form SC 13D/A filed by ASA Gold and Precious Metals Limited (Amendment)

    SC 13D/A - ASA Gold & Precious Metals Ltd (0001230869) (Subject)

    5/1/24 2:55:13 PM ET
    $ASA
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