Executive VP Finance, CFO Rustowicz Gregory P covered exercise/tax liability with 4,661 shares and was granted 21,983 shares, increasing direct ownership by 19% to 109,197 units (SEC Form 4) (for tax liability)
$CMCO
Construction/Ag Equipment/Trucks
Industrials
| FORM 4 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
| |||||||||||||||
| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
| Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
(Country) | 2. Issuer Name and Ticker or Trading Symbol
COLUMBUS MCKINNON CORP [ CMCO ] | 5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
| |||||||||||||||||||||||||
| 2a. Foreign Trading Symbol
| |||||||||||||||||||||||||||
| 3. Date of Earliest Transaction
(Month/Day/Year) 07/08/2026 | 6. Individual or Joint/Group Filing (Check Applicable Line)
| ||||||||||||||||||||||||||
| 4. If Amendment, Date of Original Filed
(Month/Day/Year) |
| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 91,874.71 | D | ||||||||
| Common Stock | 07/08/2026 | F | 733 | D | $12.92 | 91,141.71(1) | D | |||
| Common Stock | 07/08/2026 | F | 3,928 | D | $12.92 | 87,213.71(2) | D | |||
| Common Stock | 07/08/2026 | A | 6,911 | A | $0 | 94,124.71(3) | D | |||
| Common Stock | 07/08/2026 | A | 15,072 | A | $0 | 109,196.71(4) | D | |||
| Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $35.16 | 05/20/2020 | 01/01/2027(5) | Common Stock | 13,422 | 13,422 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $24.33 | 05/22/2018 | 01/01/2027(5) | Common Stock | 19,500 | 19,500 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $38.7 | 05/22/2019 | 01/01/2027(5) | Common Stock | 11,897 | 11,897 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $25.52 | 05/18/2021 | 01/01/2027(5) | Common Stock | 20,667 | 20,667 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $54.26 | 05/17/2022 | 01/01/2027(5) | Common Stock | 16,096 | 16,096 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $45.34 | 05/20/2025 | 01/01/2027(5) | Common Stock | 12,402(6) | 12,402 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $17.59 | 05/19/2026 | 01/01/2027(5) | Common Stock | 27,843(7) | 27,843 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $36.16 | 05/22/2024 | 01/01/2027(5) | Common Stock | 21,236 | 21,236 | D | ||||||||
| Non-Qualified Stock Options (Right to Buy) | $33.12 | 05/16/2023 | 01/01/2027(5) | Common Stock | 23,990 | 23,990 | D | ||||||||
| Explanation of Responses: |
| 1. The reported transaction reflects the accelerated vesting of previously granted restricted stock units upon the reporting person's separation from service in connection with the Company's change in control. Pursuant to the terms of the applicable award agreement, 1,685.825 unvested restricted stock units became fully vested following the qualifying termination of the reporting person's employment occurring in connection with the change in control, of which 733 were traded to satisfy tax withholding obligations. |
| 2. The reported transaction reflects the accelerated vesting of previously granted restricted stock units upon the reporting person's separation from service in connection with the Company's change in control. Pursuant to the terms of the applicable award agreement, 9,040.092 unvested restricted stock units became fully vested following the qualifying termination of the reporting person's employment occurring in connection with the change in control, of which 3,928 were traded to satisfy tax withholding obligations. |
| 3. The reported transaction reflects the accelerated vesting of previously granted performance stock units upon the reporting person's qualifying termination of employment in connection with the Company's change in control. Pursuant to the terms of the applicable award agreement, performance was deemed achieved at target level and the award of 12,220.000 performance shares became vested upon such termination, of which 5,309 were traded to satisfy tax withholding obligations. |
| 4. The reported transaction reflects the accelerated vesting of previously granted performance stock units upon the reporting person's qualifying termination of employment in connection with the Company's change in control. Pursuant to the terms of the applicable award agreement, performance was deemed achieved at target level and the award of 26,648.000 performance shares became vested upon such termination, of which 11,576 were traded to satisfy tax withholding obligations. |
| 5. Following the qualifying termination of the reporting person's employment occurring in connection with the Company's change in control, pursuant to the terms of the applicable agreement, the expiration date of the reporting person's stock options became 01/01/2027. |
| 6. The reported transaction reflects the accelerated vesting of previously granted stock options upon the reporting person's separation from service in connection with the Company's change in control. Pursuant to the terms of the applicable award agreement, the unvested portion of the option (4,134 shares) became fully vested and exercisable following the qualifying termination of the reporting person's employment occurring in connection with the change in control. |
| 7. The reported transaction reflects the accelerated vesting of previously granted stock options upon the reporting person's separation from service in connection with the Company's change in control. Pursuant to the terms of the applicable award agreement, the unvested portion of the option (18,562 shares) became fully vested and exercisable following the qualifying termination of the reporting person's employment occurring in connection with the change in control. |
| Remarks: |
| Gregory P. Rustowicz | 07/10/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||
| * Form 4: SEC 1474 (03-26) | ||