Horizon Technology Finance Corporation filed SEC Form 8-K: Entry into a Material Definitive Agreement, Financial Statements and Exhibits

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(Exact name of registrant as specified in its charter)

 

 

(Address of principal executive offices and zip code)

 

Registrant’s telephone number, including area code: (860) 676-8654

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

 

 

On February 6, 2026, Horizon Credit II LLC (“HCII”), a Delaware limited liability company and wholly owned subsidiary of Horizon Technology Finance Corporation (the “Company”), executed an Amendment No. 3 to Second Amended and Restated Loan and Security Agreement, by and among HCII, as borrower, the lenders that are signatories thereto, and KeyBank National Association (“KeyBank”), as arranger and agent for the lenders (“Amendment No. 3 to Loan Agreement”), which amended that certain Second Amended and Restated Loan and Security Agreement, dated as of June 22, 2021, by and among HCII, as borrower, the lenders that are signatories thereto, and Key Bank National Association, as arranger and agent for the lenders. 

 

In addition, on February 10, 2026, HCII and the Company executed an Amendment No. 3 to Second Amended and Restated Sale and Servicing Agreement by and among HCII, as buyer, the Company, as originator and servicer, Horizon Technology Finance Management LLC (“HTFM”), as sub-servicer, U.S. Bank National Association (“U.S. Bank”), as collateral custodian and backup servicer, and KeyBank, as agent for the lenders (“Amendment No. 3 to S&S Agreement”), which amends that certain Second Amended and Restated Sale and Servicing Agreement, dated as of June 22, 2021, by and among, HCII, as buyer, the Company, as originator and servicer, HTFM, as sub-servicer, U.S. Bank, as collateral custodian and backup servicer, and KeyBank, as agent for the lenders.

 

The descriptions of the documentation related to the Amendment No. 3 to Loan Agreement and the Amendment No. 3 to S&S Agreement contained in this Current Report on Form 8-K is only a summary of the material terms of the Amendment No. 3 to Loan Agreement and the Amendment No. 3 to S&S Agreement and are qualified in their entirety by the terms of the Amendment No. 3 to Loan Agreement and the Amendment No. 3 to S&S Agreement filed as exhibits hereto, which are incorporated herein by reference.

 

 

(d) Exhibits.

 

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.