New insider Brading Lee Dickson claimed ownership of 293,242 shares (SEC Form 3)
$SEZL
Real Estate
Real Estate
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/23/2026 |
3. Issuer Name and Ticker or Trading Symbol
Sezzle Inc. [ SEZL ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Beneficially Owned | |||
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| 1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock, par value $0.00001 per share | 14,808(1) | D | |
| Common Stock, par value $0.00001 per share | 15,000(2) | D | |
| Common Stock, par value $0.00001 per share | 263,434 | D | |
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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| 1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Stock Options | (3) | 02/15/2031 | Common Stock, par value $0.00001 per share | 31,584 | $53.3033 | D | |
| Explanation of Responses: |
| 1. 2,466 of the 14,808 outstanding RSUs vested on 1/2/2026. The vested RSUs will be settled during an open trading window in accordance with the issuer's 2021 Equity Incentive Plan, as amended. |
| 2. 1,500 of the 15,000 outstanding RSUs vested on 1/1/2026. The vested RSUs will be settled during an open trading window in accordance with the issuer's 2021 Equity Incentive Plan, as amended. |
| 3. The reported options represent the unexercised portion of an initial grant of 31,584 options, which vest and become exercisable over 4 years, beginning with 25% on the first anniversary of the vesting commencement date and then in equal monthly installments thereafter. The vesting commencement date is February 15, 2021, and 31,584 options were vested and unexercised as of the reporting date. |
| Remarks: |
| Exhibit 24.1 - Power of Attorney filed herewith. |
| /s/ Brady Duane Kafka, as Attorney-in-Fact | 02/04/2026 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||