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    PennantPark Investment Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders

    2/5/26 4:05:29 PM ET
    $PNNT
    Finance: Consumer Services
    Finance
    Get the next $PNNT alert in real time by email
    8-K
    false000138341400013834142024-02-062024-02-06

     

    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

    FORM 8-K

    CURRENT REPORT

    Pursuant to Section 13 Or 15(d) of The

    Securities Exchange Act of 1934

    February 3, 2026

    Date of Report (Date of earliest event reported)

    PennantPark Investment Corporation

    (Exact name of registrant as specified in its charter)

    Maryland

    814-00736

    20-8250744

    (State or other jurisdiction of incorporation)

    (Commission File Number)

    (IRS Employer Identification No.)

     

     

    1691 Michigan Avenue, Miami Beach, Florida

    33139

    (Address of principal executive offices)

    (Zip Code)

     

     

    (786) 297-9500

    (Registrant’s telephone number, including area code)

     

    Not Applicable

    (Former name or former address, if changed since last report)

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

    

    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

    

    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

    

    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

    

    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:

    Title of Each Class

    Trading Symbol(s)

    Name of Each Exchange on Which Registered

    Common Stock, par value $0.001 per share

    PNNT

    The New York Stock Exchange

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR § 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR § 240.12b-2).

    Emerging growth company ☐

    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

     


     

    Item 5.07

    Submission of Matters to a Vote of Security Holders

    On February 3, 2026, PennantPark Investment Corporation (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”) and submitted two matters to the vote of stockholders. The proposals are described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on December 17, 2025. As of December 3, 2025, the record date, 65,296,094 shares of common stock were eligible to vote. A summary of the matters voted upon by the stockholders is set forth below.

    Proposal 1. The Company’s stockholders elected two Class I directors of the Company, who will each serve until the 2029 Annual Meeting and until his successor is duly elected and qualifies.

    The voting results as of February 3, 2026, as certified by the inspector of election, are set forth below:

    Name

     

    For

     

     

    Against

     

     

    Abstain

     

     

    Broker Non-Vote

     

    Samuel Katz

     

     

    14,000,169

     

     

     

    3,694,434

     

     

     

    433,171

     

     

     

    23,491,918

     

    % of Shares Voted

     

     

    77.23

    %

     

    20.38

    %

     

    2.39

    %

    N/A

     

    Marshall Brozost

     

     

    12,055,136

     

     

     

    5,678,998

     

     

     

    393,640

     

     

     

    23,491,918

     

    % of Shares Voted

     

     

    66.50

    %

     

    31.33

    %

     

    2.17

    %

    N/A

     

    Proposal 2. The Company’s stockholders ratified the selection of RSM US LLP to serve as the Company’s independent registered public accounting firm for the year ending September 30, 2026.

    The voting results as of February 3, 2026, as certified by the inspector of election, are set forth below:

     

     

    For

     

     

    Against

     

     

    Abstain

     

    Shares Voted

     

     

    39,679,025

     

     

     

    934,043

     

     

     

    1,006,624

     

    % of Shares Voted

     

     

    95.34

    %

     

    2.24

    %

     

    2.42

    %

     

     


     

    SIGNATURE

    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

    PennantPark Investment Corporation

    Date: February 5, 2026

    /s/ RICHARD T. ALLORTO

    Richard T. Allorto

    Chief Financial Officer & Treasurer

     


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