Root Inc. filed SEC Form 8-K: Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits
$ROOT
Property-Casualty Insurers
Finance
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 3, 2026
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(Exact name of Registrant as Specified in Its Charter)
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(866 ) 980-9431
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Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
The 2026 Annual Meeting of Stockholders of Root, Inc. (the “Company”) was held on June 3, 2026 (the “2026 Annual Meeting”), at which the Company’s stockholders approved an amendment to the Company’s Amended and Restated Certificate of Incorporation (the “Certificate”) to eliminate the monetary liability of certain officers in circumstances similar to the protections that the Certificate already affords to members of the Company’s Board of Directors, as permitted by Delaware law (the “Proposed Amendment”).
The Proposed Amendment is described in detail under “Proposal 4 - Approval of Amendment to the Company’s Amended and Restated Certificate of Incorporation to Allow for Exculpation of Certain Officers” of the Company’s definitive proxy statement filed with the Securities and Exchange Commission on April 24, 2026 (the “2026 Proxy Statement”). The description of the Proposed Amendment is qualified in its entirety by reference to the full text of the Certificate of Amendment to Amended and Restated Certificate of Incorporation of Root, Inc. (the “Certificate Amendment”), which is filed as Exhibit 3.1 hereto and incorporated herein by reference. The Certificate Amendment became effective upon its filing with the Secretary of State of the State of Delaware on June 4, 2026.
Item 5.07 Submission of Matters to a Vote of Security Holders.
The following are the voting results on proposals considered and voted upon at the 2026 Annual Meeting.
1.Election of Class III Directors
The stockholders elected each of Lawrence Hilsheimer, Alexander Timm and Douglas Ulman as Class III directors, each to serve terms expiring on the date of the Company's 2029 Annual Meeting of Stockholders and until each such director's successor has been duly elected, or if sooner, until the director's death, resignation or removal, by the following votes:
Nominee | Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||||
Lawrence Hilsheimer | 24,496,159 | 1,902,619 | 11,835 | 3,605,582 | ||||||||||
Alexander Timm | 25,543,235 | 853,515 | 13,863 | 3,605,582 | ||||||||||
Douglas Ulman | 23,809,917 | 2,588,153 | 12,543 | 3,605,582 | ||||||||||
2.Ratification of Independent Auditor for 2026
The stockholders ratified the appointment of Deloitte & Touche LLP as the Company's independent auditor for the year ending December 31, 2026, by the following votes:
Votes For | Votes Against | Abstentions | ||||||
29,857,571 | 133,613 | 25,011 | ||||||
3.Approval, on an advisory basis, of named executive officer compensation
The stockholders approved, on an advisory basis, named executive officer compensation, by the following votes:
Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||
22,550,967 | 3,842,883 | 16,763 | 3,605,582 | ||||||||
4.Approval of an Amendment to the Company's Amended and Restated Certificate of Incorporation to Allow for the Exculpation of Certain Officers
The stockholders approved the Amendment to the Company's Amended and Restated Certificate of Incorporation to Allow for the Exculpation of Certain Officers by the following votes:
Votes For | Votes Against | Abstentions | Broker Non-Votes | ||||||||
22,990,364 | 3,404,961 | 15,288 | 3,605,582 | ||||||||
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit No. | Description | |||||||
3.1 | ||||||||
104 | The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ROOT, INC. | ||||||||
Dated: June 8, 2026 | ||||||||
By: | /s/ Megan Binkley | |||||||
Megan Binkley | ||||||||
Chief Financial Officer | ||||||||