State Street Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

5/26/26 4:16:59 PM ET

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stt-20260520

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): May 20, 2026

______________________

State Street Corporation

(Exact name of Registrant as Specified in its Charter)

____________________

Massachusetts

001-07511

04-2456637

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

One Congress Street

Boston

Massachusetts

02114

(Address of principal executive offices, and Zip Code)


Registrant’s telephone number, including area code:			(617)			786-3000

________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, $1 par value per share

STT

New York Stock Exchange

Depositary Shares, each representing a 1/4,000th ownership interest in a share of

STT.PRG

New York Stock Exchange

Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company			☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Item 5.07. Submission of Matters to a Vote of Security Holders.

At the Annual Meeting held on May 20, 2026, 240,977,249 shares of State Street’s common stock were represented in person or by proxy. This represented approximately 86.98% of the 277,035,190 shares of State Street’s common stock outstanding as of the close of business on March 25, 2026, the record date for the Annual Meeting. The following matters were voted on at the meeting:

•the election of thirteen director nominees;

•the approval of an advisory proposal on executive compensation;

•the ratification of the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2026; and

•a shareholder proposal requesting the adoption of a policy and amendment to the by-laws requiring the Chair of the Board be an independent member of the Board in the next CEO transition.

The shareholders voted: to elect the thirteen director nominees; to approve the advisory proposal on executive compensation; to ratify the selection of the independent registered public accounting firm; and against the shareholder proposal.

The number of votes cast for or against and the number of abstentions and broker non-votes, as applicable, in connection with each matter presented for shareholder consideration at the meeting, are set forth below:

Proposal 1 - Election of Directors


	For	Against	Abstain	Broker Non-Votes

Marie A. Chandoha	222,741,619	761,920	203,964	17,269,746
DonnaLee A. DeMaio	222,816,719	688,830	201,954	17,269,746
Amelia C. Fawcett	217,704,303	5,806,668	196,532	17,269,746
William C. Freda	218,319,030	5,187,501	200,972	17,269,746
Susan M. Gordon	223,171,019	333,404	203,080	17,269,746
Patricia M. Halliday	223,093,530	410,852	203,121	17,269,746
Sara Mathew	221,633,071	1,738,746	335,686	17,269,746
William L. Meaney	218,875,686	4,631,398	200,419	17,269,746
Ronald P. O'Hanley	211,448,466	12,060,580	198,457	17,269,746
Sean O'Sullivan	223,086,639	416,577	204,287	17,269,746
Julio A. Portalatin	221,943,492	1,560,483	203,528	17,269,746
Brian J. Porter	222,797,391	705,296	204,816	17,269,746
John B. Rhea	218,747,409	4,755,226	204,868	17,269,746

Proposal 2 - Advisory Proposal on Executive Compensation


For	Against	Abstain	Broker Non-Votes
207,894,340	15,187,360	625,803*	17,269,746
93.2%	6.8%	*	*

Proposal 3 - Ratification of the Selection of Ernst & Young LLP as State Street’s Independent Registered Public Accounting Firm for the Year Ending December 31, 2026


For	Against	Abstain	Broker Non-Votes
221,395,564	19,494,699	86,986*	**
91.9%	8.1%	*	**

Proposal 4 – Shareholder Proposal Requesting the Adoption of a Policy and Amendment to the By-Laws Requiring the Chair of the Board to be an Independent Member of the Board in the next CEO transition


For	Against	Abstain	Broker Non-Votes
51,352,459	171,324,674	1,030,370*	17,269,746
23.1%	76.9%	*	*

* Not counted as votes cast

** Not applicable

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


*			104			Cover Page Interactive Data File (formatted as Inline XBRL)





*						Submitted electronically herewith

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION

By:

/s/ Mark Shelton

Name:

Mark Shelton

Title:

Executive Vice President, General Counsel and Secretary

Date:

May 26, 2026

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Recent Analyst Ratings for

$STT

Date	Price Target	Rating	Analyst
4/6/2026	$143.00	Underperform → Neutral	BofA Securities
2/23/2026	$150.00	Buy	Citigroup
1/7/2026	$138.00	Buy → Hold	Truist
1/5/2026	$152.00	Overweight → Equal Weight	Barclays
10/3/2025	$130.00	Outperform	BMO Capital Markets
9/25/2025		Buy	TD Cowen
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5/28/2025	$112.00	Hold → Buy	Truist

More analyst ratings

State Street Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

5/26/26 4:16:59 PM ET

$STT

Major Banks

Finance

Get the next $STT alert in real time by email

stt-20260520

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________________

FORM 8-K

_________________

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of Earliest Event Reported): May 20, 2026

______________________

State Street Corporation

(Exact name of Registrant as Specified in its Charter)

____________________

Massachusetts

001-07511

04-2456637

(State or other jurisdiction of incorporation)

(Commission File Number)

(IRS Employer Identification No.)

One Congress Street

Boston

Massachusetts

02114

(Address of principal executive offices, and Zip Code)


Registrant’s telephone number, including area code:			(617)			786-3000

________________

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, $1 par value per share

STT

New York Stock Exchange

Depositary Shares, each representing a 1/4,000th ownership interest in a share of

STT.PRG

New York Stock Exchange

Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series G, without par value per share


Emerging growth company			☐

Item 5.07. Submission of Matters to a Vote of Security Holders.

•the election of thirteen director nominees;

•the approval of an advisory proposal on executive compensation;

•the ratification of the selection of Ernst & Young LLP as State Street’s independent registered public accounting firm for the year ending December 31, 2026; and

•a shareholder proposal requesting the adoption of a policy and amendment to the by-laws requiring the Chair of the Board be an independent member of the Board in the next CEO transition.

Proposal 1 - Election of Directors


	For	Against	Abstain	Broker Non-Votes

Marie A. Chandoha	222,741,619	761,920	203,964	17,269,746
DonnaLee A. DeMaio	222,816,719	688,830	201,954	17,269,746
Amelia C. Fawcett	217,704,303	5,806,668	196,532	17,269,746
William C. Freda	218,319,030	5,187,501	200,972	17,269,746
Susan M. Gordon	223,171,019	333,404	203,080	17,269,746
Patricia M. Halliday	223,093,530	410,852	203,121	17,269,746
Sara Mathew	221,633,071	1,738,746	335,686	17,269,746
William L. Meaney	218,875,686	4,631,398	200,419	17,269,746
Ronald P. O'Hanley	211,448,466	12,060,580	198,457	17,269,746
Sean O'Sullivan	223,086,639	416,577	204,287	17,269,746
Julio A. Portalatin	221,943,492	1,560,483	203,528	17,269,746
Brian J. Porter	222,797,391	705,296	204,816	17,269,746
John B. Rhea	218,747,409	4,755,226	204,868	17,269,746

Proposal 2 - Advisory Proposal on Executive Compensation


For	Against	Abstain	Broker Non-Votes
207,894,340	15,187,360	625,803*	17,269,746
93.2%	6.8%	*	*

Proposal 3 - Ratification of the Selection of Ernst & Young LLP as State Street’s Independent Registered Public Accounting Firm for the Year Ending December 31, 2026


For	Against	Abstain	Broker Non-Votes
221,395,564	19,494,699	86,986*	**
91.9%	8.1%	*	**


For	Against	Abstain	Broker Non-Votes
51,352,459	171,324,674	1,030,370*	17,269,746
23.1%	76.9%	*	*

* Not counted as votes cast

** Not applicable

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.


*			104			Cover Page Interactive Data File (formatted as Inline XBRL)





*						Submitted electronically herewith

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

STATE STREET CORPORATION

By:

/s/ Mark Shelton

Name:

Mark Shelton

Title:

Executive Vice President, General Counsel and Secretary

Date:

May 26, 2026

Get the next $STT alert in real time by email

Recent Analyst Ratings for

$STT

Date	Price Target	Rating	Analyst
4/6/2026	$143.00	Underperform → Neutral	BofA Securities
2/23/2026	$150.00	Buy	Citigroup
1/7/2026	$138.00	Buy → Hold	Truist
1/5/2026	$152.00	Overweight → Equal Weight	Barclays
10/3/2025	$130.00	Outperform	BMO Capital Markets
9/25/2025		Buy	TD Cowen
9/5/2025	$130.00	Neutral → Buy	Citigroup
5/28/2025	$112.00	Hold → Buy	Truist

More analyst ratings

State Street Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

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State Street Corporation filed SEC Form 8-K: Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits

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Insider Trading

EVP and Chief Risk Officer Hu W. Bradford sold $1,431,084 worth of shares (9,212 units at $155.35) as part of a pre-agreed trading plan, decreasing direct ownership by 13% to 59,552 units (SEC Form 4)

Chairman, CEO and President O Hanley Ronald P sold $2,260,809 worth of shares (14,553 units at $155.35) as part of a pre-agreed trading plan, decreasing direct ownership by 5% to 255,512 units (SEC Form 4)

Director Gordon Susan M. was granted 1,526 shares, increasing direct ownership by 471% to 1,850 units (SEC Form 4)

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Director Porter Brian J. bought $312,475 worth of shares (2,500 units at $124.99), increasing direct ownership by 39% to 8,898 units (SEC Form 4)

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